Disposing of the Public Domain
公共土地的分配
几年前,一家商务机构打出“拥有一块美国土地”的宣传口号,鼓动地球人慷慨解囊把自己的生命与美国连在一起。实际上富豪阔佬们以巨资购得的不过是一块巴掌大的美利坚草皮,它远远不同于当初美国政府出售给移民的实实在在的公共土地。在英国于1783年签署的《巴黎和约》承认美国独立并让出加拿大以南,密西西比以东和佛罗里达以北的所有土地之后,美国人便共同拥有了那片被称为西部的宝贵土地。如何更好地体现土地的价值并满足民众的利益就成了独立之初美国领导人面临的问题和挑战。此后颁布的一系列土地法令以公开标卖的方式向移民开放西部公地,人口满额后的西部领地还可以平等的方式加入联邦,从而确定了西部土地逐渐美国化的方向。
What the United States obtained from the British
in 1783 is a solid mass of land extending from the Atlantic coast to
the Mississippi River and from the Great Lakes to Florida1. But one
of the first truly national issues for the new government was the disposition
of new lands in the West.2
Two fundamentally different points of view emerged
about the terms on which land should be made available. Those who advocated
a "conservative" policy were in favor of selling the public
lands in large tracts at high prices for cash. The proponents of a "liberal"
policy were in favor of putting land within the reach of almost everyone
by making it available in small parcels at low prices on credit terms.3
Following a system based on a rectangular survey4
in New England, as proposed by a congressional committee headed by Thomas
Jefferson5, the Congress passed the Northwest Land Ordinance of 1785.
According to this ordinance, government surveyors were to establish
on unsettled land horizontal lines called base lines and vertical lines
called principal meridians, and the land is divided into townships,
each township being 6 square miles. A square mile (or 640 acres) was
called a lot, but in later acts, the term section was used.
The Land Ordinance of 1785 reflected the prevalent
conservative view that public land should be a major source of federal
revenues. Provisions relating to minimum size of tracts, prices, and
terms were severe. Alternate townships6 were to be sold as a whole;
the other half of the townships were to be sold by sections. All sales
at public auction were to be for a minimum price of $640 necessary to
buy a section --- an expenditure beyond the means of most pioneers.
Moreover, a square mile of land was more than small farmers could normally
utilize and work; Only individuals of means and land companies formed
by large investors could purchase land under the first law.
In 1787, the Congress addressed the problems of
establishing the political principles for western settlement. The Ordinance
of 1787 provided that the Northwest Territory should be organized as
a district to be run by a governor and judges appointed by the Congress.
When any one of the established divisions of the territory contained
a population of 60,000 inhabitants, it was to be admitted to the Union
as a state on a basis of complete equality with the older states. Contained
in the ordinance were certain guarantees of civil and religious liberties,
together with a prohibition of slavery in the territory.
The Land Act of 1796 represented another victory
for the conservatives. The minimum purchase allowed by the Act of 1796
was still 640 acres, but the minimum price per acre was raised to $2,
the only concession to the cheap-land advocates being a credit provision
that permitted half the purchase price to be deferred for a year. Congress
changed the minimum acreage to 320 in 1800. A law of 1804 further lowered
the minimum purchase to 160 acres. By 1820, the minimum purchase was
reduced to 80 acres and the price per acre to $1.25. Twelve years later,
the minimum purchase was reduced to 40 acres, so in 1832, a pioneer
could purchase a piece of farmland for $50.
Settlers who were brave enough to risk their lives
in pioneering venture were not usually deterred from action by legal
niceties. From the beginning, pioneers tended to settle past the areas
that had been surveyed and announced for sale. As the decades passed
and the West became "crowded," this tendency to pick a tract
in an unopened area increased. Unauthorized settlement, or "squatting,"
resulted from the attempts of the pioneers to find better soils and
the hope that they could settle on choice land and make it going proposition7
before they were billed for it.
At first, federal troops tried to drive squatters
from unsurveyed land, but successes were only temporary. Gradually,
the government came to view this pioneer lawbreaking less and less seriously.
In 1841, a general Preemption Act, granted, to anyone settling on land
that was surveyed but not yet available for sale, the right to purchase
160 acres at the minimum price. No one could outbid the settler and
secure the land, provided the squatter could raise the $200 necessary
to buy aquarter section.
In 1862, the Homestead Act was passed. Any head
of a family or anyone older than 21 could have 160 acres of public land
on the payment of small fees. The only stipulation was that the homesteader
should either live on the land or cultivate it for five years8. So the
Homestead Act ushered in a new era: public land was virtually freely
available to the settlers ?nbsp;an ideal embraced by Thomas Jefferson.
1783年,独立后的美国从英国人手中得到了一大片实实在在的土地——东临大西洋,西抵密西西比河;北起大湖区,南至佛罗里达。而新政府面临的国家头等大事之一是西部土地的分配。
关于如何分配土地出现了两种截然不同的观点。“保守”政策的倡导者赞成将大片土地高价出售以获得收入;“自由”政策的支持者赞成将土地分成小块以低价贷款方式提供给每个人。
根据托马斯·杰斐逊领导的委员会所倡导的新英格兰矩形测量有序系统,国会通过了《1785年西北土地法令》。按照该法令,政府测量员依照东西方向的基准线和南北方向主子午线把无居民的土地划分成镇区,每个镇区为6英里见方。一平方英里。即640英亩被称作一块段,而后来的法令中一块段以section一词表示。
《1785年土地法令》反映了较为盛行的保守主义观点,即公共土地应成为政府的一个主要收入来源,有关最低 购地面积、价格及购买条件的规定很苛刻。交错的镇区(因不宜分隔)整个儿出售,其余的镇区则按块段出售。公开拍卖时,买一块地至少需640美元——这对大多数拓荒者来说都无法承受。此外,一平方英里的土地超出了小农场主使用和耕作的限度。只有那些财大气粗的人和大投资者组成的土地公司才可以依照该法令购买土地。
1787年,国会着手解决西部新殖民土地如何并入现有政治体系的问题。《1787年法令》规定西北部地区应组成一个行政区,由国会任命总督和法官管理。如果该地区人口超过60,000人,就可以升格为州,与其他现有的州平起平坐。该法令还规定了人权自由和宗教自由,并禁止这些地区实行奴隶制。
《1796年土地法令》标志着保守派的又一次胜利。土地出售的最低限制仍为640英亩,但每英亩的最低售价提到2美元。对于低价出售土地要求的惟一让步是贷款支持,允许购地者将全款的一半一年后支付。国会于1800年把最低购地面积减至320英亩,1804年的法令再次将其减半。到了1820年,土地最低出售面积减至80英亩,最低售价则降至每英亩1.25美元。12年后,最低购地面积降至40英亩,这样在1832年,拓居者付50美元便可购得一块农场用地。
那些勇于冒险开拓疆土的先驱者们往往不会因法律条令而却步的。从一开始,拓荒者们就在已测量并要出售的土地之外开垦荒地。几十年过去了,西部变得“拥挤”,人们更急于在未被开辟的地区挑选一块土地。拓居者们希望找到更好的土地并在优选的土地定居,在付款之前就据为己有,于是出现了未经法律认可的拓居地,或称“擅自占用地”。
起初,联邦军队试图把擅自占地者从未测量的土地上赶走,但收效仅是暂时的。渐渐地,国会开始对擅自占用者放松了限制。1841年通过了优先购买权法,允许在已测量但未出售的土地上的定居者以最低价格购买160英亩土地。如果擅自占地者能够筹集到购买1/4块土地的200美元,就可以通过竞标获得这块土地。
1862年,《宅地法》获得通过。任何家庭的户主或任何年满21岁的人交纳少量费用后都可以获得160英亩的公共土地。但惟一的限制是,获得土地的定居者必须在这块土地上生活或耕作满5年。《宅地法》的颁布开创了一个新时代,耕者拥有免费得来的土地,这正是托马斯·杰斐逊的理想。
1. 英国1783年签署的《巴黎和约》把加拿大以南,密西西比河以东和佛罗里达(不包括佛罗里达)以北的所有土地都割让给美国。1819年,美国游靼嘌朗种泄旱梅鹇蘩锎铩?
2. 按照联邦章程规定,中央政府不得违背各州意愿占有西部的土地,并且规定七个州对西部土地享有获取权。然而,很多人主张西部的土地应归国民政府所有并从国家的利益出发进行分配。
3. conservative: 保守的,支持传统的观点和社会准则的,倾向于反对变革的,指联邦党人;liberal:
自由的,不拘泥的,不受传统的或专制的态度、观点或信条限制的,指反对联邦党人士。当时以亚历山大、汉密尔顿为代表的联邦党人把公地首先视为中央政府的一个收入来源。他们认为,以高价、大块的方式出售公地将能为国库因此也为公众利益带来更大好处。而由托马斯·杰斐逊领导的反对联邦党人士则视公地为创建一个由小农场主组成的国家的机会。因此土地应该以低价、小块和信贷支持的方式出售或分发,这样就能最大限度地使美国人拥有土地。
4. system based on a rectangular survey:
殖民地时期的拓居活动通常有两种模式。在新英格兰,殖民活动通过建立镇区的过程有序地进行。发起者经许可在现有镇区附近建立新镇区。 这些镇区一般为6英里见方(即36平方英里),并被细分为更小块土地在公共拍卖时出售。而尚未测量的土地不得被占有。在南部,殖民活动采用的是优先定居型。拓居者在发现了无主且适合自己的土地后,就让县土地测量员来划线分隔这块土地,然后便定居于此。
5. Thomas Jefferson: 托马斯·杰斐逊 (1743-1826),
第三届美国总统 (1801-1809年), 第二次大陆会议的成员并起草了《独立宣言》(1776年)。
6. township: 镇区,在大多数美国东北部和中西部州中一个县的再分区域。当时它是一种公共土地的测量单位,6英里见方即36平方英里。
7. make it going proposition: 使……成为进行中的事情,使……木已成舟。当时土地勘测是自西向东有序进行的。所有土地法案都设想把土地权从政府那里有序地转移到私人手中,但一些急于得到土地的拓居者置土地法于不顾,抢在土地测量队之前占领了一些最好的土地。这些“擅自占地者”使政府处于两难境地。一方面,由于占地者把土地改造成耕地,从而提高了土地价值,这一行为应被视为造福社会。另一方面,他们经常侵占印第安人的土地,并且因为他们占了上好的土地,实际上使那些遵纪守法的人得不到上好的土地。如果政府强行出售这些土地,全副武装的擅自占地者就会搅乱拍卖会。
8. 1862年的《宅地法》还有一个重要规定是,不打算达到五年要求的居民仅须支付每英亩1.25美元的最低价格就可能获得土地的全部所有权。